{ "schema_version": "socair.report/v1", "header": { "document_id": "SOCAIR-20261015-aae760a8", "template_version": "0.1", "issued_utc": "2026-10-15T03:08:56Z", "rescan_due": "2027-01-13T03:08:56Z", "artifact_short": "katuni4ka/tiny-random-chatglm2", "assurance_level_awarded": "Tier 1 (static)", "signer_key_id": "6230d2225405c855da4cfba73cad678651dd6f0221e2739fc9bd3901ffd35e38", "document_hash": "4413dd4850dd5b1b4c96b674895a072a9abeb9d6947009f724178719c1eb04a8" }, "artifact": { "name": "katuni4ka/tiny-random-chatglm2", "architecture": "ChatGLMForConditionalGeneration", "repo_url": "https://huggingface.co/katuni4ka/tiny-random-chatglm2", "commit_or_tag": "44385a0daf9b45ce1ae29917ce480ac31c4f10fc", "commit_sha": "44385a0daf9b45ce1ae29917ce480ac31c4f10fc", "publisher_signing_status": "not established", "file_name": "tiny-random-chatglm2", "sha256": "aae760a874f44240faefc3f21b3907b7379822ef6fb1c38baa64b336c25538f2", "format": "model directory", "size_bytes": 78413182, "files": [ { "path": ".gitattributes", "sha256": "11ad7efa24975ee4b0c3c3a38ed18737f0658a5f75a0a96787b576a78a023361", "size_bytes": 1519, "role": "other" }, { "path": "README.md", "sha256": "a4cd79d07103c8b99e1eb0a0b2a66d82086f981e82cf9524943db9de547aaa81", "size_bytes": 1184, "role": "other" }, { "path": "config.json", "sha256": "8d0c3b7a0275c5ffa96646f19d0cc745373870775beb590a22e7f6342445931d", "size_bytes": 1637, "role": "config" }, { "path": "configuration_chatglm.py", "sha256": "351ba435758670b27c160b7657c7ab1d32053c4e8c0606a5a9b8f9908249dec8", "size_bytes": 2332, "role": "code" }, { "path": "generation_config.json", "sha256": "dd87b7043c1a26d71a3d42bcd2c89c95f189861b6dd50d54b882b11859f5a527", "size_bytes": 111, "role": "config" }, { "path": "model.safetensors", "sha256": "feebf1e929365645e986ae056b8fc1ab8c56f96f44d837f4d2cdd002b4900a44", "size_bytes": 77305592, "role": "weights" }, { "path": "modeling_chatglm.py", "sha256": "f937ce86e1906317003f043227b5a341c4870dc230c1324ca251facf2085d605", "size_bytes": 56383, "role": "code" }, { "path": "quantization.py", "sha256": "7a690346ab3866ebdc361fb5d7389ecf6e3e8fe62f50868d28a5bcbff52ecd20", "size_bytes": 14692, "role": "code" }, { "path": "special_tokens_map.json", "sha256": "ca3d163bab055381827226140568f3bef7eaac187cebd76878e0b63e9e442356", "size_bytes": 3, "role": "tokenizer" }, { "path": "tokenization_chatglm.py", "sha256": "8c81dd8b268f4bc9f9730b2cd5d9cf39d52809acb5c7d75e579c57358f7c5ddd", "size_bytes": 10901, "role": "code" }, { "path": "tokenizer.model", "sha256": "e7dc4c393423b76e4373e5157ddc34803a0189ba96b21ddbb40269d31468a6f2", "size_bytes": 1018370, "role": "tokenizer" }, { "path": "tokenizer_config.json", "sha256": "88119a30dc2458052f642fbcd86c8a41acd7977ced52dae4e4e9ae9ca3415356", "size_bytes": 458, "role": "tokenizer" } ], "license": {}, "base_models": [ { "name": "katuni4ka/tiny-random-chatglm2", "repo": "katuni4ka/tiny-random-chatglm2", "source": "model card base_model" } ] }, "scope": { "check_set_version": "tier1/0.11", "tool_versions": "socair 0.1.0-rc.6", "execution_context": "Tier 1 static, portable", "input_path": "airlock pull", "scan_start_utc": "2026-10-15T03:08:56Z", "scan_end_utc": "2026-10-15T03:08:56Z" }, "checks": [ { "name": "Format and structure", "looks_for": "Malformed container structure, unexpected tensors", "status": "PASS", "notes": "1 of 1 file(s) PASS (model.safetensors); e.g. model.safetensors: safetensors layout verified: 18 tensors tile 77303328 data bytes exactly, each sized to its shape and dtype; 1 metadata keys", "pass_means": "The container parsed, and its tensor data tiles the data section exactly: no unaccounted bytes, overlapping tensors, or duplicate names. For an ONNX model: every tensor holds exactly the data its type and shape need, no two initializers of a graph share a name, external data stays inside the model's directory and fits its file, and every operator is ONNX's own, one of onnxruntime's contrib operators, or a function the model defines. For an OpenVINO IR: every Const lies inside the .bin and is exactly the size its element type and shape take, the Consts cover the .bin with no byte outside them, and every operation OpenVINO builds is in its own opsets. Tensor values are not judged, and an operator library a deployment registers is outside the model. For a Keras model (HDF5 or a .keras archive): every dataset's storage lies inside the HDF5 data, sized by its type and shape, with none overlapping and no data or link in another file, the archive holds only what Keras reads, and the config names no Python bytecode, pickled module, or class or function from outside Keras and TensorFlow (KerasHub, KerasCV, and KerasNLP classes are named). Weight values are not judged.", "maps_to": [ { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0010.003", "name": "AI Supply Chain Compromise: Model" }, { "framework": "OWASP LLM Top 10", "version": "2025", "id": "LLM03", "name": "Supply Chain" } ] }, { "name": "File inventory and payloads", "looks_for": "Hidden files, embedded payloads, unexpected executables", "status": "PASS", "notes": "2 of 2 file(s) PASS (directory listing, model.safetensors); e.g. directory listing: repo: 12 files, 4 scripts inventoried (scripts are expected, not a finding); no pickle file: none is named as one or begins as one (a protocol 2 to 5 stream, or a zip holding a pickle), so no Pickle opcode scan row", "pass_means": "No script, shell command, long encoded blob, or executable signature was found in string metadata values, including every string-array element of 64 bytes or more, and no native executable among the files. Shorter array elements, such as vocabulary tokens, are too short to carry one and are not scanned. An archive among the files counts only when the Pickle opcode scan PASSed it and read every entry in it: a torch.save checkpoint with nothing outside torch.save's layout.", "maps_to": [ { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0011.000", "name": "User Execution: Unsafe AI Artifacts" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0018.002", "name": "Manipulate AI Model: Embed Malware" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0010.003", "name": "AI Supply Chain Compromise: Model" }, { "framework": "OWASP LLM Top 10", "version": "2025", "id": "LLM03", "name": "Supply Chain" } ] }, { "name": "Hash, provenance, lineage", "looks_for": "Traceable origin: a manifest bound to this hash, from an immutable upstream commit; files that disagree with the uploader's checksum list", "status": "PASS", "notes": "origin bound to this artifact's hash, at an immutable commit: repo https://huggingface.co/katuni4ka/tiny-random-chatglm2; revision 44385a0daf9b45ce1ae29917ce480ac31c4f10fc; commit 44385a0daf9b45ce1ae29917ce480ac31c4f10fc; a selection of the repo's files at that commit (--exclude runs/ --exclude training_args.bin), 2 left out: runs/Mar01_07-05-09_6aeb10c326b5/events.out.tfevents.1709276714.6aeb10c326b5.199.0, training_args.bin; via airlock pull; publisher signature not established; manifest provenance.json (sha256 5296b6700c9a1016c44c1862763d3db65315b6968febaf964c329eb8e07c490a)", "pass_means": "A trusted publisher signature verified over this artifact, or an operator-supplied manifest binds this hash to a repository at an immutable commit. The notes say which; a manifest is the operator's claim, not a signature. No file the scan compared with a SHA-256 list its uploader ships (SHA256SUMS or a .sha256 file) disagrees with it, save Markdown, which is named and not graded; agreement is noted, and the PASS does not rest on it.", "maps_to": [ { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0010.003", "name": "AI Supply Chain Compromise: Model" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0115.001", "name": "Publish Poisoned AI Artifacts: Models" }, { "framework": "OWASP LLM Top 10", "version": "2025", "id": "LLM03", "name": "Supply Chain" } ] }, { "name": "Tokenizer config", "looks_for": "Tampered tokenizer tables: special-token ids, token types, control tokens", "status": "NOT_TESTED", "notes": "no tokenizer.json, so the tokenizer the loader builds was not inspected; present: special_tokens_map.json, tokenizer.model, tokenizer_config.json", "pass_means": "The tokenizer tables are internally consistent, and no control token carries instructions. When a canonical reference table for its family is configured (from a feed or SOCAIR_TOKENIZER_REFERENCE), every token was compared with it and no ordinary token differs; the notes say which reference, or that none was configured or matched.", "maps_to": [ { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0018.003", "name": "Manipulate AI Model: Modify Prompt Construction Logic" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0011.000", "name": "User Execution: Unsafe AI Artifacts" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0010.003", "name": "AI Supply Chain Compromise: Model" }, { "framework": "OWASP LLM Top 10", "version": "2025", "id": "LLM03", "name": "Supply Chain" } ] }, { "name": "Remote code", "looks_for": "Python a loader would import: modules a config names (auto_map, custom_pipelines, sentence-transformers and diffusers modules), files loaders import by their path, and the repository files those import", "status": "LEAD", "evidence": "auto_map: config.json: AutoConfig -> katuni4ka/tiny-random-chatglm2--configuration_chatglm.ChatGLMConfig (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code); auto_map: config.json: AutoModel -> katuni4ka/tiny-random-chatglm2--modeling_chatglm.ChatGLMForConditionalGeneration (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code); auto_map: config.json: AutoModelForCausalLM -> katuni4ka/tiny-random-chatglm2--modeling_chatglm.ChatGLMForConditionalGeneration (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code); auto_map: config.json: AutoModelForSeq2SeqLM -> katuni4ka/tiny-random-chatglm2--modeling_chatglm.ChatGLMForConditionalGeneration (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code); auto_map: config.json: AutoModelForSequenceClassification -> katuni4ka/tiny-random-chatglm2--modeling_chatglm.ChatGLMForSequenceClassification (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code); auto_map: tokenizer_config.json: AutoTokenizer[0] -> katuni4ka/tiny-random-chatglm2--tokenization_chatglm.ChatGLMTokenizer (names code in another repository, katuni4ka/tiny-random-chatglm2, not in this artifact; imported with trust_remote_code)", "notes": "6 reference(s) tell a loader to import code: 0 file(s) in this directory, and 6 reference(s) to code this directory does not hold, each reference named in the evidence. Review the code before serving, or serve without trust_remote_code; present and imported by none of these (listed, not judged): configuration_chatglm.py, modeling_chatglm.py, quantization.py, tokenization_chatglm.py", "pass_means": "No config a loader reads names Python in this directory or in another repository (through an auto_map entry, custom_pipelines, a sentence-transformers module, or a diffusers custom pipeline or component), and no file sits where a loader imports one by its path (custom_generate/generate.py, or an inference toolkit's handler.py, pipeline.py, or code/inference.py). Other Python and script files are listed in the notes and not judged: a loader Socair does not model, or a person, can still run them.", "severity": "medium", "maps_to": [ { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0011.000", "name": "User Execution: Unsafe AI Artifacts" }, { "framework": "MITRE ATLAS", "version": "2026.09", "id": "AML.T0010.001", "name": "AI Supply Chain Compromise: AI Software" }, { "framework": "OWASP LLM Top 10", "version": "2025", "id": "LLM03", "name": "Supply Chain" } ] } ], "findings": { "fails": [], "leads": [ "Remote code" ], "not_tested": [ "Tokenizer config" ] }, "assurance_level": { "awarded": "Tier 1 (static)", "definition": "Static checks on the artifact's bytes and metadata, run offline. No inference is run, and the weights are not evaluated for behavior.", "does_mean": "Each listed check ran on the exact bytes identified by the artifact hash, and each row states what its PASS means. A FAIL carries positive evidence, a LEAD is a suspicious signal that needs a person's review, and a NOT_TESTED names why it was not tested. A FAIL or a LEAD withholds promotion, and no acceptance clears it.", "does_not_mean": "It is not an assessment of the model's behavior or safety. It does not test the weights for backdoors or poisoning, behavior that appears only after quantization or on particular hardware, or jailbreak susceptibility and harmful capability, and it is not a legal review of the model's license.", "tier2_note": "Tier 2 (inference on the production node class) did not run." }, "bounded_statement": "For the artifact identified by its hash, the Tier 1 checks found the indicators this report lists: each FAIL is positive evidence, and each LEAD is a suspicious signal that needs review. Rows marked NOT_TESTED were not examined, for the reason each row gives. Tier 1 runs no inference, so no model behavior was tested. Every surface outside that scope is listed under Out of scope.", "out_of_scope": { "does_not_certify": "This attestation does not certify the absence of unknown backdoors.", "ceiling": [ "Backdoors, trojans, or poisoning in the model weights. Tier 1 reads the weights' layout, never their behavior.", "Triggered, sleeper, or polymorphic behavior. Tier 1 runs no inference.", "Behavior that appears only after quantization, or only on particular hardware or serving stacks, unless Tier 2 ran on the production node class.", "Behavioral safety: jailbreak susceptibility, harmful capability, and bias.", "Malicious behavior that only emerges at runtime under real traffic.", "Artifact formats we do not parse.", "Pickle code execution through a reviewed class's state, loader bugs, parse differentials, a tampered environment, or code carried as data for a later stage to run.", "Chat-template instructions written as ordinary guidance (no override or concealment phrase, URL, hidden or obfuscated text, or condition on message content other than a standard content-part type such as text or image): the text a rendered template adds, and the text a template adds for a content-part type, is listed in the report, not judged, unless the template matches a reviewed template.", "Legal review of a license, and compliance with its usage policies. The license is identified, and checked only against a policy you configure." ], "untested_node_classes": [ "every node class: Tier 1 is static and ran no inference on any hardware" ], "not_run": [ { "name": "Forward-pass trigger probes (Tier 2)", "looks_for": "Behavior under the production serving stack", "reason": "Tier 2 (forward-pass, on the production node class) did not run; Tier 1 is static and runs no inference" }, { "name": "Serving-stack differential (Tier 2)", "looks_for": "Same artifact behaving differently across stacks", "reason": "Tier 2 (forward-pass, on the production node class) did not run; Tier 1 is static and runs no inference" }, { "name": "Known-bad hash match", "looks_for": "Match against the known-bad artifact denylist", "reason": "no known-bad list was supplied (SOCAIR_DENYLIST, or a signed feed that carries one), so the artifact's hash was not matched against one" }, { "name": "Chat template", "looks_for": "Code reach, hidden or obfuscated text, override or content-triggered instructions, and the text the rendered template adds to the prompt", "reason": "the artifact carries no chat template (none in tokenizer_config.json, chat_template.json, or a .jinja file), so there was none to read; a template a serving stack supplies is outside the artifact" } ] }, "promotion_authorization": { "authorized": false, "state": "withheld", "level": "Tier 1 only", "conditions": "Withheld: a suspicious lead on Remote code. A FAIL or a LEAD withholds promotion, and no acceptance clears it: it needs a person's review outside Socair." }, "verification": { "document_hash": "4413dd4850dd5b1b4c96b674895a072a9abeb9d6947009f724178719c1eb04a8", "signing_method": "DSSE Ed25519 over an in-toto Statement v1", "signer_key_id": "6230d2225405c855da4cfba73cad678651dd6f0221e2739fc9bd3901ffd35e38", "artifact_sha256": "aae760a874f44240faefc3f21b3907b7379822ef6fb1c38baa64b336c25538f2", "rerun_instructions": "socair scan " }, "issuer": { "signed_by": "socair.ai examples", "authority": "socair.ai examples", "excludes": "No absence guarantee. See the bounded statement and out-of-scope ceiling." }, "appendices": {} }